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Serials and Journals Process and Results
As of June, 2021, the 32 EAST Serials and Journal Retention Partners have collectively agreed to retain approximately 28,000 print journal titles for a minimum of 15-years. This work was supported by the collection comparison service of the Center for Research Libraries (CRL) and the work of the EAST Serials and Journals Working Group.
From 2017-2019, EAST took a phased approach to collection analysis, focusing first on developing retention rules for titles held by 4-6 participating libraries. Followed by subsequent analyses of more widely-held titles, those held by 7-28 participating libraries, and finally those titles held by 3 or fewer participating libraries. Details of these processes can be found in the EAST Serials & Journals Collection Analysis and Retention Modeling 2016-2019 document.
The EAST Serials and Journals Working Group considered a number of different retention factors including: holdings overlap, subjects, languages, electronic availability, OCLC WorldCat holdings, availability in JSTOR, format, and retention commitments from other shared print programs. This data was loaded into the visualization software Tableau to assist the Working Group in analyzing the plethora of data provided.
This graphic is a visualization from Tableau showing the characteristics of the scarcely held titles, those held by only 1-3 EAST libraries. On the left is a breakdown of the titles by LC class, showing that the H class has the largest number of titles - this is consistent with the first two categories of serials and journals titles we analyzed.
The pie chart at the bottom right indicates the languages found in this set of over 29,500 titles with English clearly predominating as has been the case with our earlier data.
The middle bar chart on the right shows that some 65% of the titles in this scarcely held category were held by only ONE EAST library – we consistently found higher rates of uniqueness across serials and journals than we had with our monograph work. The top bar chart on the right shows a distribution by year of publication.
And finally the bar chart on the bottom right indicates the depth of holdings across this set of titles – with about 50% of the titles holding more than half of the full run. This final data was very useful to us as we developed our retention model for the scarcely held titles.
Across the three phases of retention work EAST libraries agreed to:
- Retain up to 3 copies of each title eligible for retention;
- Have the 3 libraries with the deepest run of a title allocated retention responsibility;
- Exclude titles with Rosemont Alliance for Shared Print retention commitments.
The following materials were also excluded from retention consideration:
- Reference works
- Non-print format
- Monographic series
- Government documents
- Loose leaf reference work
- JSTOR titles
- Fact books
Additionally, for the “Scarce” category of titles (those held by 3 or fewer EAST libraries) we also agreed that:
- A library needed to hold at least 50% of the run in order to be assigned a retention commitment;
- Only titles where US WorldCat holdings were fewer than 20 and worldwide WorldCat holdings were fewer than 30 were retained.
These rules are shown applied in this visual from Tableau:
CRL applied these retention rules to the collective collection and allocated retention responsibility to individual libraries. Libraries were then provided with an opportunity to review the retention proposals and optionally validate physical volumes, identify holdings errors, and any titles they were unwilling or unable to retain.
EAST libraries recorded their agreed journal commitments in their local ILS using guidance available in EAST Member Resources. Commitments are also recorded in the Center for Research Libraries’ Print Archives and Preservation Registry (PAPR) and in OCLC.
Recording Retention Commitments
EAST members have recorded their commitments for serials and journals in their local ILS using guidance available in EAST Member Resources. Commitments are also recorded in the EAST Retentions Database and in the Center for Research Libraries’ Print Archives and Preservation Registry (PAPR).
PAPR can be searched to find what titles have been retained, visit: http://papr.crl.edu
EAST is currently unable to register record serials and journals commitments in OCLC WorldCat due to limitations is the registration software which does not accommodate multi-part titles. However, OCLC and the Center for Research Libraries (CRL) are currently working on an Andrew W. Mellon Foundation supported project to enhance the underlying infrastructure of both the WorldCat database and CRL’s Print Archives Preservation Registry (PAPR) to accommodate and make accessible actionable data for shared print serials management. OCLC plan to have this work completed in Spring 2020.